Securities and Blue Sky Filing Services

SEC filings, Form D Filings, State Exemptions Research and Filings, Section 16 filings, Private Placement Memorandums; EDGAR Filings

Securities and Blue Sky Filing Services

Velawcity’s senior securities paralegals have extensive experience working with securities regulators, therefore are easily able to identify compliance issues. Services are offered to lawyers and their clients, as well as private fund advisors for filing all types of SEC, as well as “blue sky” state filings in all 50 states. For Regulation D, Rule 504 and 506 SEC filings, Velawcity’s senior securities paralegals obtain SEC filing codes (if necessary) and ensure timely Form D filings Ds. In addition, Velawcity’s senior securities paralegals research state laws to help you determine applicable state filing exemptions thereby ensuring money is not wasted by making filings that are not required within the context of the transaction. Velawcity will provide a blue sky memorandum to memorialize the exemptions used. In addition, Velawcity can assist in SEC filings of all kinds, from public company filings such as Section 16 filings, etc. In addition, Velawcity’s on-demand paralegal services save you time and can serve as a revenue generator without increasing your overhead. Our reasonable billable rate leaves room for mark up. When it comes to SEC and state filings, our senior securities paralegals can handle the following responsibilities:

  • Prepare Form ID; Obtain EDGAR filing codes
  • Prepare and file Form D
  • Prepare and file Form D amendments
  • Research state exemptions and filing requirements
  • Provide blue sky spreadsheet with exemptions for historical purposes
  • Prepare and file state securities filings
  • Prepare and file Section 16 filings, Forms 3,4,5, 8-K, 10-K and 10-Q
  • Draft purchasers’ questionnaire
  • Draft directors’ and officers’ questionnaire
  • Draft proxy statements
  • Draft Private Placement Memorandums
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ALL Velawcity’s paralegals have ten plus years’ – experience working in law firms and/or corporations.  Velawcity legal assistants easily become an on-demand extension to your legal team as your go-to paralegal or as backup for any legal project.  We ensure that your legal assistant is well-suited for your practice and will hit the ground running when you need assistance the most.


Getting Started with Velawcity Couldn’t be Easier.  We begin with a conversation that will help us better understand your current and future needs, setup a scope of work plan and finding the right legal assistant(s) for your law or corporate needs.  


If you’re not quite ready yet, or have additional questions then please feel free to call us at 508-310-1001 or click below to contact us through our online form with any additional questions.  
We want you to be comfortable before you begin!

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